About LPL

LPL Financial is one of the nation's leading financial services companies and a publicly traded company under ticker symbol LPLA. The firm's mission is rooted in the belief that objective financial guidance is a fundamental need for everyone. LPL does not offer proprietary investment products or engage in investment banking activities; this means advisors affiliated with LPL are not pressured or influenced by LPL to sell its products. Thousands of financial advisors nationwide are able to rely on the firm's tools and resources to help them provide financial guidance and recommendations to help meet their clients' needs. For more information about LPL Financial, visit www.lpl.com.

¹Asset and portfolio data through 03/31/2017 for assets for which LPL Research has discretion.
²As reported by Financial Planning magazine, June 1996 - 2017, based on total revenue.
³Market Strategies International/Cogent Wealth Reports: Investor Brandscape; December 2016 - Survey of 3,901 U.S. adults with at least $100,000 of investable assets
⁴2015/2016 Kehrer Bielan TPM Survey. Based on Financial Institution Market Share

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